Matches in SemOpenAlex for { <https://semopenalex.org/work/W137169078> ?p ?o ?g. }
Showing items 1 to 65 of
65
with 100 items per page.
- W137169078 abstract "Lawyers in municipal securities transactions have felt the pressure of the SEC's enforcement program, as much or more so than any lawyers who practice securities law. This is a result of the confluence in the early 1970s of the SEC's municipal securities program and the development of the enforcement division's access strategy. The access strategy involves a review of the activities of professionals who play an important role in allegedly improper conduct since the professionals provide the mechanism for the primary violator to obtain access to the public. It is thought that bringing professionals into focus where appropriate in a particular case will result in the heightened awareness of all professionals as to their duties to the public. The result of the confluence of the access strategy and the municipal bond program is that in the last five or six years, there has not been one enforcement case involving new issues of municipal securities that did not result in the inclusion of a lawyer as a defendant in a civil injunctive action or as a party in a Rule 2(e) proceeding. In addition, the plaintiffs in damage actions have picked up the SEC's lead, and they, too, have begun to include lawyers as defendants in private actions based on violations of the federal securities laws. I intend to track developments in the SEC's municipal bond program and in the private damage actions that have followed the SEC's lead, and point out some of the standards that seem to be emerging with respect to attorneys' conduct in municipal securities transactions. I will also discuss more briefly developments in the tax shelter area with respect to attorneys in order to tie in comments from other participants in this program. I. MUNICIPAL BONDS TRANSACTIONS AND COUNSEL'S LIABILITY" @default.
- W137169078 created "2016-06-24" @default.
- W137169078 creator A5010936232 @default.
- W137169078 date "2016-01-01" @default.
- W137169078 modified "2023-09-27" @default.
- W137169078 title "Responsibilities of Lawyers In Connection with the Sale of Municipal Securities" @default.
- W137169078 hasPublicationYear "2016" @default.
- W137169078 type Work @default.
- W137169078 sameAs 137169078 @default.
- W137169078 citedByCount "0" @default.
- W137169078 crossrefType "journal-article" @default.
- W137169078 hasAuthorship W137169078A5010936232 @default.
- W137169078 hasConcept C144133560 @default.
- W137169078 hasConcept C162324750 @default.
- W137169078 hasConcept C17744445 @default.
- W137169078 hasConcept C190253527 @default.
- W137169078 hasConcept C199539241 @default.
- W137169078 hasConcept C2524010 @default.
- W137169078 hasConcept C2776801101 @default.
- W137169078 hasConcept C2778272461 @default.
- W137169078 hasConcept C2779777834 @default.
- W137169078 hasConcept C2780262971 @default.
- W137169078 hasConcept C28719098 @default.
- W137169078 hasConcept C33923547 @default.
- W137169078 hasConcept C97460637 @default.
- W137169078 hasConceptScore W137169078C144133560 @default.
- W137169078 hasConceptScore W137169078C162324750 @default.
- W137169078 hasConceptScore W137169078C17744445 @default.
- W137169078 hasConceptScore W137169078C190253527 @default.
- W137169078 hasConceptScore W137169078C199539241 @default.
- W137169078 hasConceptScore W137169078C2524010 @default.
- W137169078 hasConceptScore W137169078C2776801101 @default.
- W137169078 hasConceptScore W137169078C2778272461 @default.
- W137169078 hasConceptScore W137169078C2779777834 @default.
- W137169078 hasConceptScore W137169078C2780262971 @default.
- W137169078 hasConceptScore W137169078C28719098 @default.
- W137169078 hasConceptScore W137169078C33923547 @default.
- W137169078 hasConceptScore W137169078C97460637 @default.
- W137169078 hasLocation W1371690781 @default.
- W137169078 hasOpenAccess W137169078 @default.
- W137169078 hasPrimaryLocation W1371690781 @default.
- W137169078 hasRelatedWork W1184821817 @default.
- W137169078 hasRelatedWork W1495899388 @default.
- W137169078 hasRelatedWork W1503037966 @default.
- W137169078 hasRelatedWork W1511759081 @default.
- W137169078 hasRelatedWork W1520298034 @default.
- W137169078 hasRelatedWork W1532509383 @default.
- W137169078 hasRelatedWork W1548673802 @default.
- W137169078 hasRelatedWork W1804042591 @default.
- W137169078 hasRelatedWork W2033274062 @default.
- W137169078 hasRelatedWork W226705911 @default.
- W137169078 hasRelatedWork W2794568716 @default.
- W137169078 hasRelatedWork W2808009657 @default.
- W137169078 hasRelatedWork W302225269 @default.
- W137169078 hasRelatedWork W3121425854 @default.
- W137169078 hasRelatedWork W3124864650 @default.
- W137169078 hasRelatedWork W3126039779 @default.
- W137169078 hasRelatedWork W3170787954 @default.
- W137169078 hasRelatedWork W336430499 @default.
- W137169078 hasRelatedWork W606016812 @default.
- W137169078 hasRelatedWork W3145473512 @default.
- W137169078 isParatext "false" @default.
- W137169078 isRetracted "false" @default.
- W137169078 magId "137169078" @default.
- W137169078 workType "article" @default.