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- W14065129 abstract "If you look at it you would have to say that as statutes go it's short. It uses mostly simple words with meanings that most people would consider relatively clear and, unlike many other statutes such as the Securities Act of 1933 or the Internal Revenue Code, any good lawyer should be able to pick it up and just by reading it get an accurate idea of what it is about and what it is trying to do. By way of review for most of us, let's examine a few of the basic questions. To whom does the section apply? It applies to any who owns beneficially more than 10 per cent of the class of any registered equity security, or any director or officer of the issuer of such a security. There is no concept of control or controlling person in the statute, such as there is and which is of such importance in the Securities Act of 1933. Prior to the 1964 Amendments to the Securities Exchange Act Section 16 (b) applied only to corporations with securities listed on a national securities exchange but the Amendments have made the statute applicable to all corporations registered under Section 12(g). It will, therefore be of importance to a great many more people than it ever was before." @default.
- W14065129 created "2016-06-24" @default.
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- W14065129 date "1965-01-01" @default.
- W14065129 modified "2023-09-24" @default.
- W14065129 title "AN EXAMINATION OF SECTION 16(b)" @default.
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