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- W2308668554 abstract "This matter is before the court on defendants’ motion to dismiss and plaintiff’s motion to remand. The motions have been fully briefed and are ripe for disposition. I. BACKGROUND In February 2012, plaintiff initiated this action in state court against his former employer, Wells Fargo Advisors, LLC (“Wells Fargo”); Stephen McKenzie, a Senior Vice President and Regional Sales Manager for Wells Fargo; and the National Association of Securities Dealers’(“NASD”) successor, Financial Industry Regulatory Authority, Inc. (“FINRA”). In his verified complaint, plaintiff alleges state law claims arising out of Wells Fargo’s filing of a claim in arbitration with FINRA against plaintiff and based on the circumstances surrounding its prior employment of plaintiff. Plaintiff seeks monetary damages in addition to declaratory and injunctive relief. In March 2012, FINRA removed the action to this court. (See DE # 1.) Upon plaintiff’s motion and after a hearing, the court declined to preliminarily enjoin Wells Fargo from retaining a Virginia-based law firm to prosecute the FINRA arbitration against plaintiff and declined to stay that arbitration. (See DE # 30, at 7-11.) Also, over plaintiff’s Flowers v. Wells Fargo Advisors, LLC et al. Doc. 41" @default.
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- W2308668554 date "2012-01-01" @default.
- W2308668554 modified "2023-09-26" @default.
- W2308668554 title "UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NORTH CAROLINA SOUTHERN DIVISION NO: 7:12-CV-00052-BR" @default.
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