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- W2499404566 abstract "The Securities and Futures Authority (SFA) is a self-regulating organisation recognised by the Securities and Investments Board (SIB) under the Financial Services Act, 1986 to authorise and supervise persons to conduct investment business principally in the equity, futures and options and bond markets in the UK, both on and off-exchange, as well as corporate finance advisers and oil market participants. It currently has over 1275 member firms and supervises over 38,000 registered individuals employed by those firms as directors, partners, managers, representatives and traders." @default.
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- W2499404566 date "1997-01-01" @default.
- W2499404566 modified "2023-09-24" @default.
- W2499404566 title "SFA’s approach to regulation of investment business in the UK equity markets" @default.
- W2499404566 doi "https://doi.org/10.1007/978-1-349-25867-3_10" @default.
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