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- W2914499032 abstract "The Dodd-Frank Act of 2010 called for the SEC to determine whether broker-dealers should have the same fiduciary duties as investment advisers. This paper examines whether broker-dealers should be held to this same standard, and provides a possible solution for addressing Congress' concerns." @default.
- W2914499032 created "2019-02-21" @default.
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- W2914499032 date "2011-01-01" @default.
- W2914499032 modified "2023-09-25" @default.
- W2914499032 title "Fiduciary Duties for Broker-Dealers" @default.
- W2914499032 doi "https://doi.org/10.2139/ssrn.1822670" @default.
- W2914499032 hasPublicationYear "2011" @default.
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