Matches in SemOpenAlex for { <https://semopenalex.org/work/W3124197996> ?p ?o ?g. }
Showing items 1 to 71 of
71
with 100 items per page.
- W3124197996 abstract "As a result of the Global Financial Crisis, weaknesses in New Zealand’s securities law regulatory regime have become more apparent. Reviews and reforms are currently being undertaken and implemented to ensure the robustness of the regulatory system. For example, the Financial Markets Authority Act 2011 has introduced a new regulator, the Financial Markets Authority, to take the place of the New Zealand Securities Commission and regulate securities laws. Further, in October 2011, the Financial Markets Conduct Bill, which may replace the Securities Act 1978 and the Securities Market Act 1988, was introduced to Parliament. One of the changes proposed by the Financial Markets Conduct Bill relates to providing the Financial Markets Authority with a new administrative monetary sanction, the infringement notice. This article considers the current proposal and the advantages and disadvantages of this sanction. The article further considers whether the introduction of additional higher-amount monetary penalties, as discussed in the Ministry of Economic Development’s Review of Securities Law discussion paper of June 2010, should also be welcomed. The article supports the proposed introduction of infringement notices but suggests that the introduction of additional, higher-amount monetary penalties referred to as administrative penalties should not take place without an in-depth study of the sanctions already available to the Financial Markets Authority." @default.
- W3124197996 created "2021-02-01" @default.
- W3124197996 creator A5015170324 @default.
- W3124197996 date "2012-01-01" @default.
- W3124197996 modified "2023-09-26" @default.
- W3124197996 title "The Financial Markets Authority and Administrative Monetary Penalties" @default.
- W3124197996 hasPublicationYear "2012" @default.
- W3124197996 type Work @default.
- W3124197996 sameAs 3124197996 @default.
- W3124197996 citedByCount "0" @default.
- W3124197996 crossrefType "posted-content" @default.
- W3124197996 hasAuthorship W3124197996A5015170324 @default.
- W3124197996 hasConcept C10138342 @default.
- W3124197996 hasConcept C121955636 @default.
- W3124197996 hasConcept C143910263 @default.
- W3124197996 hasConcept C144133560 @default.
- W3124197996 hasConcept C162324750 @default.
- W3124197996 hasConcept C17744445 @default.
- W3124197996 hasConcept C19244329 @default.
- W3124197996 hasConcept C199539241 @default.
- W3124197996 hasConcept C2776034101 @default.
- W3124197996 hasConcept C2778069335 @default.
- W3124197996 hasConcept C2779913896 @default.
- W3124197996 hasConcept C2781440851 @default.
- W3124197996 hasConcept C510755694 @default.
- W3124197996 hasConcept C5600068 @default.
- W3124197996 hasConcept C73283319 @default.
- W3124197996 hasConcept C94625758 @default.
- W3124197996 hasConceptScore W3124197996C10138342 @default.
- W3124197996 hasConceptScore W3124197996C121955636 @default.
- W3124197996 hasConceptScore W3124197996C143910263 @default.
- W3124197996 hasConceptScore W3124197996C144133560 @default.
- W3124197996 hasConceptScore W3124197996C162324750 @default.
- W3124197996 hasConceptScore W3124197996C17744445 @default.
- W3124197996 hasConceptScore W3124197996C19244329 @default.
- W3124197996 hasConceptScore W3124197996C199539241 @default.
- W3124197996 hasConceptScore W3124197996C2776034101 @default.
- W3124197996 hasConceptScore W3124197996C2778069335 @default.
- W3124197996 hasConceptScore W3124197996C2779913896 @default.
- W3124197996 hasConceptScore W3124197996C2781440851 @default.
- W3124197996 hasConceptScore W3124197996C510755694 @default.
- W3124197996 hasConceptScore W3124197996C5600068 @default.
- W3124197996 hasConceptScore W3124197996C73283319 @default.
- W3124197996 hasConceptScore W3124197996C94625758 @default.
- W3124197996 hasLocation W31241979961 @default.
- W3124197996 hasOpenAccess W3124197996 @default.
- W3124197996 hasPrimaryLocation W31241979961 @default.
- W3124197996 hasRelatedWork W120214738 @default.
- W3124197996 hasRelatedWork W1502459845 @default.
- W3124197996 hasRelatedWork W1605888739 @default.
- W3124197996 hasRelatedWork W2015811164 @default.
- W3124197996 hasRelatedWork W2182475606 @default.
- W3124197996 hasRelatedWork W2214664864 @default.
- W3124197996 hasRelatedWork W2255933346 @default.
- W3124197996 hasRelatedWork W2265871262 @default.
- W3124197996 hasRelatedWork W2271676288 @default.
- W3124197996 hasRelatedWork W2948432785 @default.
- W3124197996 hasRelatedWork W3091739172 @default.
- W3124197996 hasRelatedWork W3093480747 @default.
- W3124197996 hasRelatedWork W3121336656 @default.
- W3124197996 hasRelatedWork W3121392638 @default.
- W3124197996 hasRelatedWork W3125192406 @default.
- W3124197996 hasRelatedWork W3125281104 @default.
- W3124197996 hasRelatedWork W3126568750 @default.
- W3124197996 hasRelatedWork W3148523507 @default.
- W3124197996 hasRelatedWork W85723877 @default.
- W3124197996 hasRelatedWork W2117701617 @default.
- W3124197996 isParatext "false" @default.
- W3124197996 isRetracted "false" @default.
- W3124197996 magId "3124197996" @default.
- W3124197996 workType "article" @default.