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- W3170486407 abstract "In a number of cases during the past decade, the Supreme Court has construed strictly various provisions of the federal securities laws and has applied restrictively the implied rights of action doctrine. Nonetheless, the Court has recognized an implied private right of action for damages under section 10(b) of the Securities Exchange Act of 1934 and rule 10b-5 promulgated thereunder, and at times has construed the securities laws in a remedial manner. These developments influence a question of increasing importance under the federal securities laws: whether an implied private right of action for damages exists under section 10(b) and Rule 10b-5 on the basis of activities that would be subject to certain provisions that afford express remedies. Although the Court has identified this problem in dicta, it has never squarely addressed the issue of whether the remedies afforded by the securities laws are exclusive or cumulative. This Article examines the legislative intent and policies underlying an exclusive or a cumulative construction of the federal securities laws. Section 18(a) of the Securities Exchange Act provides the focal point for this analysis because of the recent case law concerning it and the probable draconian effect of an exclusive construction on defrauded investors who cannot meet its technical requirements. The Article also examines the desirability of a cumulative construction in the context of other provisions, including sections 11 and 12(2) of the Securities Act of 1933 and sections 9 and 13(d) of the Securities Exchange Act of 1934. Finally, the Article concludes that the securities laws in general, and section 18(a) in particular, should permit overlap between remedies in cases of fraudulent conduct, but not when the violation falls under the reporting provisions of the Securities Exchange Act." @default.
- W3170486407 created "2021-06-22" @default.
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- W3170486407 date "1982-01-01" @default.
- W3170486407 modified "2023-09-23" @default.
- W3170486407 title "The Propriety and Scope of Cumulative Remedies Under the Federal Securities Laws" @default.
- W3170486407 hasPublicationYear "1982" @default.
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