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- W59440548 abstract "Mr. Loomis, General Counsel of the SEC, has described you the action taken by the Commission in November, 1967 in establishing the Disclosure Study Group, and has summarized for you the general outlines of the Report and Recommendations of that Group, which were submitted the Commission late in March and publicly released early in April, 1969. As you know, the work of the Study was done by a small number of the Commission's staff under the direction of Commissioner Francis M. Wheat, whom we have the good fortune have with us today. Mr. Loomis was one of those who provided substantial support the Study Group in its task. In establishing the Study Group, the Commission stated that its purpose would be to inquire into means for improving the administration and enforcement of the disclosure requirements of the [1933 and 1934] Acts and dissemination the investing public of information material investment decisions. Hence, as the Commission stated a year and a half later, in releasing the Study, the Report deals essentially with registration requirements under the '33 Act, with the principal exemptions from registration under that Act, and with reporting requirements under the '34 Act. The Commission pointed out that it had not adopted, approved or disapproved the Report, but that, because of its importance, was making it public so that interested persons, by their informal comments the Commission, might assist it in considering the Report's recommendations." @default.
- W59440548 created "2016-06-24" @default.
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- W59440548 date "2016-01-01" @default.
- W59440548 modified "2023-09-27" @default.
- W59440548 title "FEDERAL REGULATION OF SECURITIES COMMITTEE COMMENTS ON THE WHEAT REPORT" @default.
- W59440548 hasPublicationYear "2016" @default.
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