FRINK Linked Data Fragments server

Matches in SemOpenAlex for { <https://semopenalex.org/work/W88251742> ?p ?o ?g. }

• W88251742 startingPage "45" @default.
• W88251742 abstract "RAISING EQUITY CAPITAL THROUGH LIMITED OFFERINGS: CRITERIA FOR CHOICE OF EXEMPTIONS The primary source of capital for most start-up and development stage companies is equity capital raised through stock that are exempt from expensive federal and state registration requirements. Effective planning for an exempt stock offering requires that the financial needs of a business be coordinated with the legal requirements for exemption. Federal and state regulations control the maximum dollar amount of securities that can be sold in an exempt offering, the number of investors to whom such may be sold, and required minimum intervals between offerings. The purpose of this article is to provide criteria for planning exempt stock which will clarify the relationships between financial and legal requirements for exempt offerings. The legal concepts which govern exempt are outlined and the key requirements for available exemptions from registration are identified. Planning guidelines provide criteria to be used in coordinating (a) the timing and size of with the stagewise development of a venture, and (b) the resulting financial requirements with the regulatory framework for exemption. LEGAL CONCEPTS GOVERNING EXEMPT OFFERINGS Under both federal and state law, all securities must be registered before they can be sold to investors, or else must be sold under an exemption from registration requirements. Federal securities law requires a registration statement to be filed with the Securities and Exchange Commission prior to any offering of a security. The registration statement contains detailed information about the operations, finances, and management of the company issuing the securities, and is scrutinized by the SEC before the offering may be sold. The registration process is time consuming, usually requiring eight months or more for preparation of the registration statements and the SEC review. A registered offering is also expensive, typically costing $150,000 or more in legal, accounting, and printing fees, even for a small public offering, with no assurance that the offering will subsequently be able to be sold. Nor are public feasible for most new ventures until the development process has been completed and the business has begun to produce significant revenues. Exempt Offerings and Requirements for Exemption Offerings of securities which do not involve a offering or which take place entirely within one state are exempted under federal regulations from the requirement to register. Exempt offerings, also called limited offerings or private placements, are sold directly to investors by the issuing company, without any general solicitation or advertising. There are currently seven different federal exemptions from registration: General Exemptions 1. Section 4 (2)[15 U.S.C [SEC' 77d (2)(1976), as amended.] 2. Section 4 (6)[15 U.S.C [SEC] 77d (6)(1976), as amended.] Safeharbor Exemptions (Regulation D) 3. Rule 504 [17 C.F.R. [SEC] 230.504] 4. Rule 505 [17 C.F.R. [SEC] 230.505] 5. Rule 506 [17 C.F.R. [SEC] 230.506] Intrastate Offering Exemptions 6. Section 3 (a)(11)[15 U.S.C. [SEC] 77c (a)(11)(1976), as amended.] 7. Rule 147[17 C.F.R. [SEC] 230.147] The two general exemptions from registration do not provide explicit standards for compliance. As a result, based on one of the general exemptions can involve some uncertainty as to whether the offering is in fact exempt from registration in the event of a subsequent shareholder suit or SEC enforcement action. These uncertainties are largely eliminated by Regulation D, which provides three different exemptions with explicit requirements for compliance. Regulation D will safeharbor an offering from any liability for failure to register if the specific requirements for exemption have been complied with. …" @default.
• W88251742 created "2016-06-24" @default.
• W88251742 creator A5079386578 @default.
• W88251742 date "1985-10-01" @default.
• W88251742 modified "2023-09-24" @default.
• W88251742 title "Raising Equity Capital Though Limited Offerings: Criteria for Choice of Exemptions" @default.
• W88251742 hasPublicationYear "1985" @default.
• W88251742 type Work @default.
• W88251742 sameAs 88251742 @default.
• W88251742 citedByCount "0" @default.
• W88251742 crossrefType "journal-article" @default.
• W88251742 hasAuthorship W88251742A5079386578 @default.
• W88251742 hasConcept C10138342 @default.
• W88251742 hasConcept C102177615 @default.
• W88251742 hasConcept C121955636 @default.
• W88251742 hasConcept C12559387 @default.
• W88251742 hasConcept C144133560 @default.
• W88251742 hasConcept C15241564 @default.
• W88251742 hasConcept C17744445 @default.
• W88251742 hasConcept C199521495 @default.
• W88251742 hasConcept C199539241 @default.
• W88251742 hasConcept C199728807 @default.
• W88251742 hasConcept C21279758 @default.
• W88251742 hasConcept C2776034101 @default.
• W88251742 hasConcept C2781027943 @default.
• W88251742 hasConcept C61047874 @default.
• W88251742 hasConceptScore W88251742C10138342 @default.
• W88251742 hasConceptScore W88251742C102177615 @default.
• W88251742 hasConceptScore W88251742C121955636 @default.
• W88251742 hasConceptScore W88251742C12559387 @default.
• W88251742 hasConceptScore W88251742C144133560 @default.
• W88251742 hasConceptScore W88251742C15241564 @default.
• W88251742 hasConceptScore W88251742C17744445 @default.
• W88251742 hasConceptScore W88251742C199521495 @default.
• W88251742 hasConceptScore W88251742C199539241 @default.
• W88251742 hasConceptScore W88251742C199728807 @default.
• W88251742 hasConceptScore W88251742C21279758 @default.
• W88251742 hasConceptScore W88251742C2776034101 @default.
• W88251742 hasConceptScore W88251742C2781027943 @default.
• W88251742 hasConceptScore W88251742C61047874 @default.
• W88251742 hasLocation W882517421 @default.
• W88251742 hasOpenAccess W88251742 @default.
• W88251742 hasPrimaryLocation W882517421 @default.
• W88251742 hasRelatedWork W124019326 @default.
• W88251742 hasRelatedWork W134734310 @default.
• W88251742 hasRelatedWork W1525645991 @default.
• W88251742 hasRelatedWork W1539222462 @default.
• W88251742 hasRelatedWork W177575437 @default.
• W88251742 hasRelatedWork W2013181472 @default.
• W88251742 hasRelatedWork W2220663986 @default.
• W88251742 hasRelatedWork W2221421410 @default.
• W88251742 hasRelatedWork W2225180776 @default.
• W88251742 hasRelatedWork W228417572 @default.
• W88251742 hasRelatedWork W2293725215 @default.
• W88251742 hasRelatedWork W2768291204 @default.
• W88251742 hasRelatedWork W3122626216 @default.
• W88251742 hasRelatedWork W3131674244 @default.
• W88251742 hasRelatedWork W32444692 @default.
• W88251742 hasRelatedWork W326815064 @default.
• W88251742 hasRelatedWork W35752472 @default.
• W88251742 hasRelatedWork W3649856 @default.
• W88251742 hasRelatedWork W95705917 @default.
• W88251742 hasRelatedWork W116359895 @default.
• W88251742 hasVolume "23" @default.
• W88251742 isParatext "false" @default.
• W88251742 isRetracted "false" @default.
• W88251742 magId "88251742" @default.
• W88251742 workType "article" @default.